Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01381 | 02/12/2020 | Claimant(s): Jesse Erdle Claimant Lawyers(s): Kenneth W. Africano Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Tracy L. Allen, Ralph L. Halpern, L. Paul Kehoe Hearing Site: Buffalo, NY |  | $0 |
| 16-00361 | 12/11/2018 | Claimant(s): Versel Green Claimant Lawyers(s): Versel Green Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Maryann Donahue-Yadon, Ralph L. Halpern, Kenneth Dymond Hearing Site: Buffalo, NY | | $0 |
| 15-02131 | 03/14/2016 | Claimant(s): June Madden Claimant Lawyers(s): June D. Madden Respondent(s): Jeffrey Sustarsic, Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Ralph L. Halpern Hearing Site: Syracuse, NY | | $14,306 |
| 13-01840 | 09/03/2015 | Claimant(s): Estate of Julia M. Crosman Claimant Lawyers(s): Donald G. McGrath Respondent(s): Kathryn Warsitz, Warsitz Associates. Respondent Lawyers(s): Michael S. Finkelstein Arbitrator(s): Ralph L. Halpern Hearing Site: Buffalo, NY | | $113 |
| 14-02154 | 04/01/2015 | Claimant(s): Thomas Crandall Claimant Lawyers(s): Thomas D. Crandall Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Ralph L. Halpern Hearing Site: Syracuse, NY | | $0 |
| 11-02573 | 04/03/2013 | Claimant(s): Leslie Goldberg Claimant Lawyers(s): Steven E. Cole Respondent(s): Alan Singer, Wells Fargo Advisors Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Richard A. Scalfani, Stuart M. Schwartz, Ralph L. Halpern Hearing Site: Syracuse, NY | | Expungement |
| 11-03561 | 03/15/2013 | Claimant(s): Alan Hainsworth Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Ralph L. Halpern Hearing Site: Buffalo, NY | | Expungement |
| 10-03262 | 10/27/2011 | Claimant(s): Thomas Corcoran Claimant Lawyers(s): Stewart L. Weisman Respondent(s): Dario Vacco, Steven Pickard, Pinnacle Investments Respondent Lawyers(s): Jennifer R. Seltenrich Arbitrator(s): Ralph L. Halpern, Jennifer L. Bliss, Norman Foxman Hearing Site: Syracuse, NY | | $0 |
| 09-05971 | 03/29/2011 | Claimant(s): Dennis Gravelle Claimant Lawyers(s): Booker T. Washington Respondent(s): James Cummings Respondent Lawyers(s): Carlos Ricca Arbitrator(s): Ralph L. Halpern Hearing Site: Buffalo, NY | | $4,857 |
| 10-03694 | 03/25/2011 | Claimant(s): Mary Gabor Claimant Lawyers(s): Mary Ellen Gabor Respondent(s): Emir Culov, HSBC Securities (USA) Inc. Respondent Lawyers(s): Meredith L. Friedman Arbitrator(s): Ralph L. Halpern Hearing Site: Buffalo, NY | | $158 |