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FINRA Awards for G. Marshall Abbey

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0041504/25/2016Claimant(s): Chanan Mandel
Claimant Lawyers(s): Chanan Mandel
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Henry Kirke Cushing, Richard A. Berman, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$0
13-0367503/31/2015Claimant(s): Richard Bergdahl, Richard G. Bergdahl IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Leon Fox, Debra J. Tucker, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement
13-0339202/06/2015Claimant(s): Hans Taulien, Irene Taulien
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement
12-0190705/15/2013Claimant(s): Nicholas Nayak
Claimant Lawyers(s): Peter J. Berman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$20,648
11-0023709/04/2012Claimant(s): Metropolitan Bank Group., NC Bancorp.
Claimant Lawyers(s): Benjamin D. Reichard
Respondent(s): Jack Whitaker, Suntrust Robinson Humphrey.
Respondent Lawyers(s): David L. Balser
Arbitrator(s): Thomas F. Mahoney, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement
10-0225207/15/2011Claimant(s): Ira Robb, Iracini Equity, Edward W. Leshin Rollover IRA, Ira Robb Rollover IRA, Almalech Living Trust
Claimant Lawyers(s): Alan F. Block
Respondent(s): Brad Cetron, Bradley Tank, Brian Hahn, Edward Grieb, Joseph Amato, Neuberger Berman LLC
Respondent Lawyers(s): Seth M. Schwartz
Arbitrator(s): Ray J. Grzebielski, Matthew P. Hardy, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$323,420
09-0246504/20/2011Claimant(s): Iris Seeley, Paul Seeley
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Jerome Stern, Jack J. Herman, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$0

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