| 16-01194 | 07/13/2017 | Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven H. Vogel, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
| | |
| 14-03754 | 10/25/2016 | Claimant(s): David Raabe
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marc Schultz
Respondent Lawyers(s): Paul D. Vink
Arbitrator(s): Donald W. Cohen, G. Marshall Abbey, Preston L. Pugh
Hearing Site: Indianapolis, IN
| | |
| 14-03384 | 08/12/2015 | Claimant(s): Reliastar Life Insurance Company, Voya America Equities.
Claimant Lawyers(s): Hillard M. Sterling
Respondent(s): James Boldischar
Respondent Lawyers(s): Diana C. Taylor
Arbitrator(s): Philip J. Glick, G. Marshall Abbey, Alfonso Cobb
Hearing Site: Chicago, IL
| | |
| 13-03694 | 06/24/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kris Stelzner
Respondent Lawyers(s): Kris Stanley Stelzner
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
| | |
| 12-00763 | 06/21/2013 | Claimant(s): Benjamin Hutchen
Claimant Lawyers(s): Jeffrey Patton
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian J. Poronsky
Arbitrator(s): Richard G Clemens, Melvin Eugene Miller, G. Marshall Abbey
Hearing Site: Chicago, IL
| | |
| 10-04034 | 12/14/2011 | Claimant(s): Thomas Styczen
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Wells Fargo Advisors, Robert Schrieber
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jonathan Gorman Cook, Jonathan B. Gilbert, G. Marshall Abbey
Hearing Site: Chicago, IL
| | |
