| 17-00051 | 06/25/2018 | Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Bruce Greenwald, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish
Hearing Site: Salt Lake City, UT
|  | Expungement |
| 17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
| | $0 |
| 16-00226 | 04/13/2017 | Claimant(s): Grace Huitt
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Aaron B. Wilbanks
Arbitrator(s): George J. Karlsven, Richard Djokic, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
| | $1,073,440 |
| 11-02431 | 12/20/2012 | Claimant(s): Irvin Welch
Claimant Lawyers(s): Jan Graham
Respondent(s): Wachovia Securities, Dwayne Alpers, Louis Navellier
Respondent Lawyers(s): Joseph E. Floren, Philip A. McLeod
Arbitrator(s): George J. Karlsven, Joan M. Traub, Michael G. Clark
Hearing Site: Salt Lake City, UT
| | Expungement |
| 12-00052 | 11/19/2012 | Claimant(s): Isabel Robinson
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): Brian Horne, Shelley Stevens, Investment Management Corporation
Respondent Lawyers(s): Brian Young Horne, Kevin Kunz, Shelley Ann Stevens
Arbitrator(s): George J. Karlsven
Hearing Site: Salt Lake City, UT
| | $61,422 |
| 10-04789 | 05/04/2012 | Claimant(s): Mike Stidd, Sherry Stidd
Claimant Lawyers(s): Jan Graham
Respondent(s): Clint Wyckoff, Mark Sumsion, Mark Wyckoff, Phillip Borup, Scott Garbutt, Stonehurst Securities.
Respondent Lawyers(s): Evan A. Schmutz, Phillip Borup, Scott T. Evans
Arbitrator(s): George J. Karlsven, Federico C. Alvarez, Michael Scott Eldredge
Hearing Site: Salt Lake City, UT
| | Expungement |
| 09-00993 | 04/22/2010 | Claimant(s): The Alan B. White Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): ITradeDirect.com Corporation
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): James B. Vessey, George J. Karlsven, Russell K. Cannon
Hearing Site: Salt Lake City, UT
| | $529,470 |
