Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-00432 | 07/19/2011 | Claimant(s): Roberta Press Living Trust Claimant Lawyers(s): Russell L Forkey Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Monica I. Salis, Joseph L. Bernstein, Jay Stewart Zeif Hearing Site: Boca Raton, FL |  | $0 |
| 10-05433 | 07/12/2011 | Claimant(s): Adrian Suazo, Adriana Suazo Claimant Lawyers(s): Adriana E. Suazo Respondent(s): TD Ameritrade., Scottrade Inc. Respondent Lawyers(s): Hollie M. Mason, Niels P. Murphy Arbitrator(s): Harold S. Stern Hearing Site: Boca Raton, FL | | $0 |
| 10-01142 | 06/24/2011 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Adelino Cerveira Respondent Lawyers(s): Adelino Cerveira Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | | $0 |
| 10-03883 | 06/15/2011 | Claimant(s): Alan Klein, Ttee for Alan J Klein Trust Claimant Lawyers(s): Alan Klein Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Elliot Leitner Hearing Site: Chicago, IL | | $0 |
| 10-04755 | 06/07/2011 | Claimant(s): Andrew Schroder Claimant Lawyers(s): Andrew Schroder Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): George R. Canty Hearing Site: Boca Raton, FL | | $350 |
| 09-00017 | 05/27/2011 | Claimant(s): Gerard Balian Claimant Lawyers(s): Gerard Balian Respondent(s): TD Ameritrade. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Edward A. Trabin, Edward Banian, Steven A. Wawra Hearing Site: Los Angeles, CA | | $4,300 |
| 10-04643 | 05/23/2011 | Claimant(s): Janbaz Sidiqi Claimant Lawyers(s): Janbaz Sidiqi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $88 |
| 10-01547 | 05/02/2011 | Claimant(s): Cyndi R. Olejar Living Trust, Sonya J. Olejar Living Trust dd 12/14/98 Claimant Lawyers(s): Richard D. Brady Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA | | $0 |
| 10-03318 | 04/21/2011 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Victor Hass Respondent Lawyers(s): Victor N. Hass Arbitrator(s): Walter N. Vernon Hearing Site: St. Louis, MO | | $0 |
| 10-04238 | 04/11/2011 | Claimant(s): Farhad Shahidi Claimant Lawyers(s): Farhad Shahidi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | | $0 |