Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02736 | 03/04/2014 | Claimant(s): Bart Sullivan, Bart Sullivan. Claimant Lawyers(s): Bart Sullivan Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz Hearing Site: Los Angeles, CA |  | $0 |
| 13-00184 | 02/28/2014 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): Howard J. Kaplan Respondent(s): Shan Nagendra Respondent Lawyers(s): Douglas J. Kinz Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Morton S. Bunis Hearing Site: Newark, NJ | | $0 |
| 13-01094 | 02/27/2014 | Claimant(s): Peter McCabe Claimant Lawyers(s): Peter McCabe Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | | $163 |
| 13-01575 | 02/26/2014 | Claimant(s): Michael Santilli Claimant Lawyers(s): Michael Santilli Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Martin Mushkin Hearing Site: Hartford, CT | | $3,019 |
| 13-00188 | 02/21/2014 | Claimant(s): Ghaleb Azroui Claimant Lawyers(s): Ghaleb K Azroui Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John E. Parkes, G. Gale Roberson, Jerome F. Crotty Hearing Site: Chicago, IL | | $0 |
| 13-01539 | 01/29/2014 | Claimant(s): Jang Kongthong Claimant Lawyers(s): Jang Kongthong Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Roberta Haft Hearing Site: Las Vegas, NV | | $0 |
| 11-03894 | 11/08/2013 | Claimant(s): Jeffrey Foster Claimant Lawyers(s): Steven M. Cloh Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Theodore W. Wrobleski, Shelby Webb, Howard T. Goffen Hearing Site: Chicago, IL | | $61,732 |
| 13-00196 | 11/08/2013 | Claimant(s): Jeffrey Szynkarski Claimant Lawyers(s): Jeffrey R. Szynkarski Respondent(s): Casey Doody, James Epervary, TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Tom L. Peterson Hearing Site: Providence, RI | | $0 |
| 11-03309 | 10/04/2013 | Claimant(s): Kim Collins Claimant Lawyers(s): Moshe Y. Singer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Randall W Heinrich Hearing Site: New Orleans, LA | | $0 |
| 13-00661 | 09/25/2013 | Claimant(s): Alan Peterson Claimant Lawyers(s): Alan D. Peterson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR | | $88 |