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FINRA Awards for Ghaleb Azroui

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0018802/21/2014Claimant(s): Ghaleb Azroui
Claimant Lawyers(s): Ghaleb K Azroui
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): John E. Parkes, G. Gale Roberson, Jerome F. Crotty
Hearing Site: Chicago, IL
Checkmark Icon$0
11-0052112/23/2011Claimant(s): Ghaleb Azroui
Claimant Lawyers(s): Ghaleb Azroui
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Robert S. Sugarman, Theodore L. Leeb, Robert B. Schmidt
Hearing Site: Chicago, IL
Checkmark Icon$0

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