Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00742 | 08/19/2014 | Claimant(s): Mark Robinson Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Nickolas F. Monteforte Hearing Site: Manchester, NH |  | $0 |
| 14-00179 | 08/15/2014 | Claimant(s): Larry Wiggins Claimant Lawyers(s): Larry G. Wiggins Respondent(s): TD Ameritrade. Respondent Lawyers(s): Megan A. Lamberti Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 13-03036 | 08/05/2014 | Claimant(s): Patrick Sandru Claimant Lawyers(s): Patrick J. Sandru Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): James John Jurinski Hearing Site: Boise, ID | | $0 |
| 14-00485 | 08/05/2014 | Claimant(s): Corey Tashkin Claimant Lawyers(s): Adam M. Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Audrey Belitz Rauchway Hearing Site: Tampa, FL | | $300 |
| 12-00508 | 07/24/2014 | Claimant(s): Nohar Sumasar Claimant Lawyers(s): Brian H. Brick Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson Hearing Site: New York, NY | | Expungement |
| 13-02914 | 05/23/2014 | Claimant(s): John Van Ingen Claimant Lawyers(s): John Van Ingen Respondent(s): TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | | $25 |
| 13-02915 | 05/01/2014 | Claimant(s): Steve Manley Claimant Lawyers(s): Steve Manley Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Ralph M. Goren Hearing Site: Indianapolis, IN | | $6,574 |
| 13-02001 | 04/25/2014 | Claimant(s): Renata Colon Claimant Lawyers(s): Renata Colon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bernard A. Friedman Hearing Site: New York, NY | | $0 |
| 13-01812 | 04/10/2014 | Claimant(s): Ben Rosenfeld Claimant Lawyers(s): Ben Rosenfeld Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | | $0 |
| 13-02446 | 04/02/2014 | Claimant(s): Jan Harris Claimant Lawyers(s): Jan E. Harris Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Michael J. Fish Hearing Site: Honolulu, HI | | $25 |