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FINRA Awards for TD Ameritrade.

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Displaying 211-220 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0082301/14/2015Claimant(s): Amilkar Capo
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
Checkmark Icon$0
14-0087312/30/2014Claimant(s): Christopher Rausch
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): David Paul Clark
Hearing Site: Wilmington, DE
Checkmark Icon$0
14-0234312/26/2014Claimant(s): Jeffrey Goodman
Claimant Lawyers(s): Jeffrey A Goodman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
Checkmark Icon$0
14-0141012/22/2014Claimant(s): Edward Kelley
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Karla Y. Vogel
Hearing Site: Columbia, SC
Checkmark Icon$1,786
14-0094112/18/2014Claimant(s): Rodney Herrmann
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$300
14-0204612/17/2014Claimant(s): Kermit Zieg
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA
Checkmark Icon$213
14-0028712/11/2014Claimant(s): Cary Moomjian
Claimant Lawyers(s): Cary A. Moomjian
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Philip I. McConnell, Lisa A Randall-Haag, Robert J. Steele
Hearing Site: Dallas, TX
Checkmark Icon$0
14-0045412/10/2014Claimant(s): Tuyen Ta
Claimant Lawyers(s): Tuyen Max Ta
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
Checkmark Icon$38
14-0100512/02/2014Claimant(s): David MacIntyre
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
Checkmark Icon$0
13-0173011/28/2014Claimant(s): Anna Sabatino
Claimant Lawyers(s): Evans J. Carter
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
Checkmark Icon$0

386 Results

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