Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01127 | 02/24/2015 | Claimant(s): Michael Strathman Claimant Lawyers(s): Adam M. Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL |  | $0 |
| 14-02126 | 02/24/2015 | Claimant(s): John Daciuk Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $300 |
| 14-00679 | 02/23/2015 | Claimant(s): Myrna Borus and David Borus Claimant Lawyers(s): David Borus Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): James M. Rhodes, Alice Holly Oshins, Louis P. Wagman Hearing Site: New York, NY | | $0 |
| 14-00229 | 02/11/2015 | Claimant(s): Paul Clarfield Claimant Lawyers(s): Paul Clarfield Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA | | $163 |
| 14-01054 | 02/10/2015 | Claimant(s): James Young Claimant Lawyers(s): Robert H. Stevenson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | | $0 |
| 14-01282 | 02/04/2015 | Claimant(s): Robert Goard Claimant Lawyers(s): Robert W. Goard Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | | $0 |
| 13-02584 | 01/29/2015 | Claimant(s): Tae M. Kim and Young J. Kim Claimant Lawyers(s): Tae M. Kim Respondent(s): TD Ameritrade., Investrade Discount Sec. aka Regal Sec. Respondent Lawyers(s): James J. Vihstadt, Nicholas P. Iavarone Arbitrator(s): Ezio E. Borchini, Mona Koppel Mitnick, Catherine Esther Bocskor Hearing Site: Baltimore, MD | | $0 |
| 14-00942 | 01/29/2015 | Claimant(s): David Rampulla Claimant Lawyers(s): David J. Rampulla Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sam Antar Hearing Site: New York, NY | | $0 |
| 14-01363 | 01/28/2015 | Claimant(s): Deanne Lee, Mark Lee Claimant Lawyers(s): Mark A. Lee Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Carol Ann Jensen Hearing Site: San Francisco, CA | | $0 |
| 14-01532 | 01/16/2015 | Claimant(s): David Gross Claimant Lawyers(s): David K. Gross Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): John A. Bender Hearing Site: Seattle, WA | | $38 |