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FINRA Awards for TD Ameritrade.

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Displaying 191-200 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0269905/29/2015Claimant(s): Gerald Smigelski
Claimant Lawyers(s): Adam M. Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$163
14-0173505/28/2015Claimant(s): Charles McNeely
Claimant Lawyers(s): Charles E. McNeely
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
Checkmark Icon$0
14-0231904/30/2015Claimant(s): James Kinemond
Claimant Lawyers(s): James D. Kinemond
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Edward A. Grupp
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0238604/22/2015Claimant(s): Scott Ufford
Claimant Lawyers(s): Scott Ufford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan Lamberti
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
Checkmark Icon$25
14-0276404/16/2015Claimant(s): Gurgen Bagdasarian
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
Checkmark Icon$0
14-0099304/14/2015Claimant(s): Daniel Emmer
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0366304/07/2015Claimant(s): Antonino Arconte
Claimant Lawyers(s): Kenneth J. Anand
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman
Hearing Site: New York, NY
Checkmark Icon$34,213
13-0367804/01/2015Claimant(s): Julianna Cohen-Congress
Claimant Lawyers(s): Robert B. Weintraub
Respondent(s): TD Ameritrade., Samuel Borger, Borger Financial Services, Samuel Borger D/B/A Borger Financial Ser
Respondent Lawyers(s): Dana S. Gloor, John F. Olsen
Arbitrator(s): David S. Billet, Eva H. Posman, Arthur Neil Tolciss
Hearing Site: New York, NY
Checkmark Icon$0
14-0220003/12/2015Claimant(s): Douglas Haviland
Claimant Lawyers(s): Douglas Allan Haviland
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
Checkmark Icon$665
14-0100203/03/2015Claimant(s): Jeffery Owens, Volha Owens
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Daniel P. Lund
Hearing Site: Jacksonville, FL
Checkmark Icon$0

386 Results

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