Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00520 | 09/30/2016 | Claimant(s): Daniel Conidi Claimant Lawyers(s): Ronald M. Amato Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL |  | $600 |
| 14-03194 | 09/08/2016 | Claimant(s): Douglas Caron Claimant Lawyers(s): Douglas R. Caron Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Michael Clear Arbitrator(s): James M. Shaker, Scott D. Rash, Akili Lucilla Estrella Hearing Site: Seattle, WA | | $0 |
| 14-02409 | 08/30/2016 | Claimant(s): Victor Piro Claimant Lawyers(s): Victor C. Piro Respondent(s): TD Ameritrade. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Hearing Site: Baltimore, MD | | $0 |
| 16-00171 | 08/18/2016 | Claimant(s): Edward Cohen, Judith Cohen Claimant Lawyers(s): Edward Cohen Respondent(s): Andrew Black, Daniel Digilio, TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Nickolas F. Monteforte Hearing Site: Boston, MA | | $0 |
| 16-00630 | 08/02/2016 | Claimant(s): Estate of Linda Polley Claimant Lawyers(s): R. Douglas Collier Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Thomas D. Reese Hearing Site: Seattle, WA | | $425 |
| 16-00391 | 07/26/2016 | Claimant(s): Edward Alston Claimant Lawyers(s): Edward D. Alston Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA | | $0 |
| 14-03401 | 06/17/2016 | Claimant(s): Marek Tchorzewski Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Louis H. Miron, Sherrill Ruth Austin, Jay Alan Kranis Hearing Site: Newark, NJ | | $27,927 |
| 14-01405 | 06/15/2016 | Claimant(s): Kenneth Adams Claimant Lawyers(s): Kenneth W. Adams Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Thomas A. Martin, Edward Thomas Leech, Victoria P Jalo Hearing Site: Houston, TX | | $0 |
| 15-03354 | 06/15/2016 | Claimant(s): Farbod Farahan Claimant Lawyers(s): Farbod Farahan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | | $0 |
| 15-00598 | 06/07/2016 | Claimant(s): Richard Forde, RGA Forde, Godwin Fund Partners, L.P. Claimant Lawyers(s): Brian J. Brislen Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): John A. Baynes, Frank Samuel Perri, Celeste A. Beron Hearing Site: Charlotte, NC | | $1,050,750 |