| 15-00363 | 07/31/2015 | Claimant(s): Lesleigh Root
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
|  | $31,757 |
| 13-03490 | 03/26/2015 | Claimant(s): Joan Peterson
Claimant Lawyers(s): Mark Peterson
Respondent(s): Eric Klaus, Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Richard J. Fuller
Hearing Site: Tampa, FL
| | $0 |
| 14-00337 | 03/20/2015 | Claimant(s): Shelley G. Fontaine Family Trust
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Ameriprise Financial Services., Steven Linck
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Virginia H. Wertz
Hearing Site: Salt Lake City, UT
| | Expungement |
| 14-01030 | 03/10/2015 | Claimant(s): Jeffrey Wertz, Kathryn Madison
Claimant Lawyers(s): Darlene Pasieczny, Robert S. Banks
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
| | $0 |
| 13-02879 | 02/18/2015 | Claimant(s): Pauline Duncavage
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): David B. Beizer, Sean Alan D'Amico, Guy R. Sullivan
Hearing Site: Hartford, CT
| | Expungement |
| 13-03054 | 12/30/2014 | Claimant(s): Wayne Lewis
Claimant Lawyers(s): Wayne R. Lewis
Respondent(s): Ameriprise Financial Services., Lawrence Van Ollefen
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Steven T. Stern, Louis P. Wagman, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
| 13-03203 | 12/29/2014 | Claimant(s): Patricia Dennis
Claimant Lawyers(s): Jason P. Ramos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Edith N. Dinneen, Augusto V. Perrotta, Gary E. Marcus
Hearing Site: Tampa, FL
| | $0 |
| 13-02937 | 08/05/2014 | Claimant(s): Matthew Pajestka
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Frank C. Fogl
Hearing Site: Cleveland, OH
| | $18,000 |
| 13-02812 | 06/11/2014 | Claimant(s): William Dorrance
Claimant Lawyers(s): William H. Dorrance
Respondent(s): Guy Clements
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Jerome O. Cohen
Hearing Site: Seattle, WA
| | $0 |
| 13-01983 | 03/27/2014 | Claimant(s): Barbara Ochs
Claimant Lawyers(s): James A. Scott
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | $213 |
