| 06-05306 | 08/07/2008 | Claimant(s): Gustavo Vildosola Castro, Lorenza de Vildosola, Gustavo Vildosola & Lorenza Ramos de V
Claimant Lawyers(s): Richard A. Heller, Vincent D. Slavens
Respondent(s): Citigroup Global Markets., Juan Cabanas-Vildosola, UBS Financial Services Inc.
Respondent Lawyers(s): Gilbert R. Serota, Samuel A. Keesal
Arbitrator(s): Guenter S. Cohn, Doris V. Knotter, James Paul Estes
Hearing Site: San Diego, CA
|  | $0 |
| 07-00302 | 08/05/2008 | Claimant(s): Abdul Manjee, Azim Manjee, Nawab Manjee, Prince Manjee, Zeb Manjee, ARM-S Electric.
Claimant Lawyers(s): Greg A Adamski
Respondent(s): Craig Blue, Gregory Gilmore, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert H. Springer, Richard H. Potter, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | Stipulated Award and Expungement |
| 06-04535 | 07/23/2008 | Claimant(s): Randy Bick, Bick Family Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James H. Frank, Ernest L. Burnside, Ian F. Gow
Hearing Site: Los Angeles, CA
| | $0 |
| 07-03207 | 07/14/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kenneth Lee
Respondent Lawyers(s): Kenneth Lee
Arbitrator(s): Gloria J Liddell
Hearing Site: New Orleans, LA
| | $0 |
| 07-03185 | 07/08/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Feldman
Respondent Lawyers(s): David Feldman
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
| | $0 |
| 07-03193 | 06/24/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Sandy Fliderman
Respondent Lawyers(s): Sandy Fliderman
Arbitrator(s): Carol E. Weir
Hearing Site: New York, NY
| | $0 |
| 07-03183 | 06/13/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David George
Respondent Lawyers(s): David George
Arbitrator(s): Richard D. Brady
Hearing Site: Seattle, WA
| | $0 |
| 06-02827 | 06/11/2008 | Claimant(s): William Katz
Claimant Lawyers(s): James Graven
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister
Hearing Site: Cleveland, OH
| | $100,000 |
| 07-03201 | 06/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Barry Brinster
Respondent Lawyers(s): Barry Brinster
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 05-05553 | 06/09/2008 | Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | $30,695 |
