| 04-05235 | 03/13/2009 | Claimant(s): The Frazier Family Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): David A. Travin
Arbitrator(s): Neal D. Baker
Hearing Site: Cincinnati, OH
|  | $0 |
| 07-02490 | 03/09/2009 | Claimant(s): Pueblo of Zuni
Claimant Lawyers(s): Mario J. Martinez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Patrick J. Halter, Frederick K. Steiner, William J. Kenna
Hearing Site: Albuquerque, NM
| | $0 |
| 08-03204 | 02/27/2009 | Claimant(s): Paul Randle, Morgan Randle & John Randle
Claimant Lawyers(s): Paul Randle
Respondent(s): Citigroup Global Markets., Howard Burnett
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $25 |
| 08-01033 | 02/10/2009 | Claimant(s): Karen Schneiderman, IRA, Robert Schneiderman, Schneiderman Trust UAD 05/22/91
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Harvey C. Flodin, Jerome M. Libenson, Edward Anthony Reguero
Hearing Site: San Diego, CA
| | $125,000 |
| 04-05904 | 01/26/2009 | Claimant(s): Timothy I. & Deborah Montreuil TIC
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kurt D. Steiner
Hearing Site: New Orleans, LA
| | $7,943 |
| 03-08656 | 01/12/2009 | Claimant(s): Amelia Evans
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $27,396 |
| 04-05069 | 01/06/2009 | Claimant(s): Morgan P. Ostrow & John P. Ostrow etal
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00350 | 12/22/2008 | Claimant(s): Jose. E. Cruz, IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier
Hearing Site: San Francisco, CA
| | $75,000 |
| 04-05979 | 12/22/2008 | Claimant(s): Elliott Haines
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Baltimore, MD
| | $0 |
| 03-05275 | 12/19/2008 | Claimant(s): Joseph Webber
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Diana A. Weiner
Hearing Site: Tampa, FL
| | $12,344 |
