| 19-02711 | 08/14/2020 | Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Narinder Singh, Proequities.
Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson
Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
|  | $391,153 |
| 18-04437 | 07/31/2019 | Claimant(s): Stephan Fernandez
Claimant Lawyers(s): Stephan Fernandez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): John H. Fearnow
Hearing Site: Phoenix, AZ
| | $6,288 |
| 16-03759 | 12/11/2018 | Claimant(s): Elliot Manson
Claimant Lawyers(s): Christopher D. Lonn
Respondent(s): Robert Dagosta, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Stephen J. Holtman
Arbitrator(s): Virginia H. Wertz, Brian W. Yee, John H. Fearnow
Hearing Site: Phoenix, AZ
| | $200,000 |
| 15-01215 | 04/14/2016 | Claimant(s): Anne Mohr, Scott Mohr
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Sagepoint Financial., Michael Santoro
Respondent Lawyers(s): Greg Curley
Arbitrator(s): John H. Fearnow
Hearing Site: Phoenix, AZ
| | Expungement |
| 09-03359 | 06/05/2012 | Claimant(s): Shirley Manos, Tom Manos, The Manos Family Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Richard L. Merkel, Karen D. Hanson, John H. Fearnow
Hearing Site: Phoenix, AZ
| | $0 |
| 10-01086 | 03/12/2012 | Claimant(s): Debus Kazan & Westerhausen, DB Plan
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Lana Hock, Leah Hoffman, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Edwin F. Barkel
Arbitrator(s): Joe S. Tarrer, Robert Miller Lawder, CLU, John H. Fearnow
Hearing Site: Phoenix, AZ
| | Expungement |
| 06-02597 | 02/04/2008 | Claimant(s): See More Light Investments
Claimant Lawyers(s): Seymour Licht
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Victor B. Taube, Joseph F. Gross, John H. Fearnow
Hearing Site: Phoenix, AZ
| | $0 |
