FINRA Awards for John H. Fearnow

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02622	03/27/2020	Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F Braun Respondent(s): Anthony Steffan, Pete Henderson Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Martin M. Berliner, Paul E. Dahlman, John H. Fearnow Hearing Site: Albuquerque, NM
16-02348	07/11/2019	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Charles A. Hammaker Respondent(s): James Armer Respondent Lawyers(s): James David Armer Arbitrator(s): John H. Fearnow Hearing Site: Albuquerque, NM
18-00606	12/03/2018	Claimant(s): Karekin Kaprelian Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John H. Fearnow Hearing Site: Phoenix, AZ
16-02691	02/06/2018	Claimant(s): Corbett LaDuke, Matthew Phillips Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): L. Eric Dowell Arbitrator(s): Donald Dreyfus, John H. Fearnow, Alan Peter Scherer Hearing Site: Phoenix, AZ
14-01542	02/19/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher P. Litterio Respondent(s): John Fairfield Respondent Lawyers(s): Albert G. Ayre Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow Hearing Site: Phoenix, AZ