Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02713 | 06/23/2011 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fisher Respondent(s): Christopher Gallo Respondent Lawyers(s): Christopher J. Gallo Arbitrator(s): James W. Warren Hearing Site: Las Vegas, NV | ||
| 10-01344 | 06/23/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): Elliott Wislar Respondent Lawyers(s): John E. MacDonald Arbitrator(s): Greg Plifka, Bertrand M. Lanchner, Bryan David Glass Hearing Site: Newark, NJ | ||
| 10-01568 | 06/23/2011 | Claimant(s): Stephen Kelleher Claimant Lawyers(s): David H.S. Commins Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John W. Stenson Arbitrator(s): Ferdinand Schoch, Walter P. Hitchcock, James R. Dickson Hearing Site: San Francisco, CA | ||
| 10-05001 | 06/23/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Kyle Hannah Respondent Lawyers(s): Kyle Hannah Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 10-05232 | 06/23/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Steven Matuszewski Respondent Lawyers(s): Steven Matuszewski Arbitrator(s): Edward Houry Hearing Site: Washington, DC | ||
| 10-05352 | 06/23/2011 | Claimant(s): Clyde Mason Claimant Lawyers(s): Clyde Alfonso Mason Respondent(s): Doley Securities. Respondent Lawyers(s): Robert V. Cornish Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA | ||
| 11-00101 | 06/23/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): David Naefke Respondent Lawyers(s): David Naefke Arbitrator(s): William S. Hopkins Hearing Site: Houston, TX | ||
| 08-04914 | 06/22/2011 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Laurence K. Richmond Respondent(s): James Miller Respondent Lawyers(s): Lisa Boynton Arbitrator(s): Robert W. Edler Hearing Site: Chicago, IL | Stipulated Award | |
| 09-00567 | 06/22/2011 | Claimant(s): Anthony Gusmano, Joseph Bellantuono Claimant Lawyers(s): Douglas H. Wigdor Respondent(s): ICAP Securities USA LLC Respondent Lawyers(s): Christine A. Amalfe Arbitrator(s): Garrett J. Dombrowski, Saverio J. Cina, Brian J. Burstin Hearing Site: Newark, NJ | ||
| 09-03711 | 06/22/2011 | Claimant(s): Financial West Group Claimant Lawyers(s): Edward S. Zusman Respondent(s): Shail Mehta Respondent Lawyers(s): Joanne H. Mehta Arbitrator(s): Walter R. Whitman Hearing Site: Los Angeles, CA |