| 12-03327 | 03/26/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Kris Larson
Respondent Lawyers(s): Kris Kendrick Larson
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 12-01044 | 03/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jason Warner
Respondent(s): Robert Potter
Respondent Lawyers(s): Sanna-Rae Taylor
Arbitrator(s): Joan M. Traub, Richard J. Lawrence, James Wilmer Barlow
Hearing Site: Salt Lake City, UT
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| 12-01443 | 03/25/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Rebecca R. Cusick
Respondent(s): Ronald Lachini
Respondent Lawyers(s): Ronald A Lachini
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
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| 12-03165 | 03/25/2013 | Claimant(s): Mark Picard
Claimant Lawyers(s): Julian Friedman
Respondent(s): Millenco
Respondent Lawyers(s): Allan S. Sexter
Arbitrator(s): Clifford Matthew Olson
Hearing Site: New York, NY
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| 12-03193 | 03/25/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Hasbrouck
Respondent Lawyers(s): Christopher Hasbrouck
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 10-04514 | 03/22/2013 | Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL
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| 11-03624 | 03/21/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): Wayne Altman
Respondent Lawyers(s): Wayne T. Altman
Arbitrator(s): George E. Bouse, Alfred Brunette, Robert S. Anderson
Hearing Site: Tampa, FL
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| 12-00954 | 03/21/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Suzanne Chen, Golden State Advisors
Respondent Lawyers(s): David H. Schwartz
Arbitrator(s): Alvin L. Fishman, Dean J. Dietrich, John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 12-01510 | 03/21/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Lawrence Schnurmacher
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): George J. Blutstein
Hearing Site: Boca Raton, FL
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| 12-02867 | 03/21/2013 | Claimant(s): Yin Ting Cheng
Claimant Lawyers(s): Alvin Sandjaya
Respondent(s): Longview Financial Group
Respondent Lawyers(s): J. Stuart Schultz
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
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