| 15-01283 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehfeld
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01284 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01285 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01697 | 01/15/2016 | Claimant(s): Jean Marie Hart, Michael Hearn, Genesse Capital Advisors
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David S. Billet, Patrick M. Markey, Peter A.P. Dunlop
Hearing Site: Syracuse, NY
| | $0 |
| 13-03059 | 01/15/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Michael Hearn
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s):
Hearing Site: Syracuse, NY
| | $0 |
| 15-00511 | 01/15/2016 | Claimant(s): Gregory Romanczuk
Claimant Lawyers(s): Gregory Romanczuk
Respondent(s): Joseph Baffoe, Richard Lynch, Chicago Investment Group
Respondent Lawyers(s): Joseph Martin Baffoe, Richard Paul Lynch, Richard Lynch, CEO
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | $0 |
| 14-02823 | 01/14/2016 | Claimant(s): Jared Carmel
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Bradley Fishman, Emilio Disanluciano, Eric Brachfeld, Evan Haymes, Nicholas Gupta, Zarin Khan, Citizen VC, Fusion Analytics Securities LLC, Morpheus Securities LLC, Rhino Financial Group
Respondent Lawyers(s): Aegis J. Frumento, Ross D. Carmel
Arbitrator(s): William G. Binckes, Jill I. Gross, Joseph F. Kern
Hearing Site: New York, NY
| | $0 |
| 14-02221 | 01/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jose Rojas
Respondent(s): Daniel Curkan
Respondent Lawyers(s): Daniel H. Curkan
Arbitrator(s): William S. Glickfield, Donald K. Runkle, Whilden Sessions Parker
Hearing Site: Tampa, FL
| | $0 |
| 15-01276 | 01/12/2016 | Claimant(s): Jerry Stroud
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Sandra D. Parker, James S. Hazard, John K. Evans
Hearing Site: New York, NY
| | $0 |
| 15-00935 | 01/08/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Scott T. Earl
Respondent(s): James Rotter
Respondent Lawyers(s): James Thomas Rotter
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO
| | $0 |
