Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02409 | 11/13/2024 | Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-02354 | 11/13/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Mario Rivero Respondent Lawyers(s): Mario Everildo Rivero Arbitrator(s): Michael H DuBoff, Kenneth J. Horowitz, Julian Stapleford Hearing Site: Jersey City, NJ | ||
| 23-00954 | 11/12/2024 | Claimant(s): Federico Lopez Juarbe Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-02838 | 11/12/2024 | Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 19-03564 | 11/12/2024 | Claimant(s): John Foley Claimant Lawyers(s): John Amos Foley Respondent(s): BTIG Respondent Lawyers(s): Nancy E. Pritikin Arbitrator(s): Peter Ordower, Thomas P. Valenti, David Chappell Whitcomb Hearing Site: Chicago, IL | ||
| 23-01702 | 11/11/2024 | Claimant(s): Christine Mendzef Claimant Lawyers(s): Harris Freedman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): John Francis Markuns Hearing Site: Syracuse, NY | ||
| 24-01289 | 11/11/2024 | Claimant(s): Evan Kluttz Claimant Lawyers(s): Alex Kilmartin Respondent(s): Dickinson & Co. Respondent Lawyers(s): Barbara E. Bennett Arbitrator(s): Stuart K. Furman Hearing Site: Charlotte, NC | ||
| 23-02965 | 11/11/2024 | Claimant(s): Rafael Rivera Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Steven N. Ainbinder Hearing Site: San Juan, PR | ||
| 23-02941 | 11/11/2024 | Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 24-00990 | 11/08/2024 | Claimant(s): Richard Lawrence Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Robert S. Zuckerman, Fern M. Laethem, Eric Ross Cromartie Hearing Site: Jackson, MS |