05-04218 | 06/13/2008 | Claimant(s): Citicorp Financial Services. Claimant Lawyers(s): Gideon Mark Respondent(s): Ignacio Altuve, Rodrigo Vila Respondent Lawyers(s): Jason Coupal Arbitrator(s): Gary W. Pollack, Heather D. Fitzenhagen, Charles Hoffman Hearing Site: San Juan, PR
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07-01872 | 06/13/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gary Compton Respondent Lawyers(s): Gary R. Compton Arbitrator(s): John J. Muldowney, Sidney L. Sussman, Glenn H. Catalano Hearing Site: Norfolk, VA
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07-02336 | 06/13/2008 | Claimant(s): Mount Yale Securities, Yale Portfolio Advisors Claimant Lawyers(s): Sven C. Collins Respondent(s): Glenda Pemble Respondent Lawyers(s): William Nelson Arbitrator(s): Jonathan H. Larson, Michael A. Ruderman, Richard Djokic Hearing Site: Denver, CO
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06-01809 | 06/12/2008 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Donald B. Wallace Respondent(s): Todd Smith Respondent Lawyers(s): Frank Lewis Arbitrator(s): Mica T. Duncan, Eugene W. Bronski, Ronald L. Peters Hearing Site: Phoenix, AZ
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06-05309 | 06/12/2008 | Claimant(s): Roxanne Brooker Claimant Lawyers(s): James G Brooker Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz Respondent Lawyers(s): Carolyn G. Nussbaum Arbitrator(s): Ralph L. Halpern, Karin A. Schlosser, Frederick N.C. Jerauld Hearing Site: Buffalo, NY
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07-01087 | 06/12/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): John Hernandez Respondent Lawyers(s): Daniel L. Hitzke Arbitrator(s): Basil Lewis, Walter R. Whitman, Carol Jeanne Medof Hearing Site: Los Angeles, CA
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07-02050 | 06/12/2008 | Claimant(s): Roxanne Brooker Claimant Lawyers(s): James G. Brooker Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz, Banc One Capital Holdings c/o J.P.M, J.P.Morgan Chase & Co., J.P.Morgan Chase Bank NA Respondent Lawyers(s): Carolyn G Nussbaum, Carolyn G. Nussbaum Arbitrator(s): Hearing Site: Buffalo, NY
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06-05147 | 06/11/2008 | Claimant(s): Michael Guess Claimant Lawyers(s): Richard M. Kerger Respondent(s): Gerald "Gary" Sliemers, A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Harvey Frank, William P. Thorpe, Seth H. Barsky Hearing Site: Detroit, MI
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03-08688 | 06/10/2008 | Claimant(s): Jordan Gates Claimant Lawyers(s): Michael C. Lewton Respondent(s): Allmerica Financial Corporation, Allmerica Financial Life Ins & Annuity, Allmerica Investment Management Co., Veravest Investment Advisors., Veravest Investments. Respondent Lawyers(s): Michael G. Donovan Arbitrator(s): William J. Chambers, James John Jurinski, Christopher C. S. Blattner Hearing Site: Portland, OR
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07-02910 | 06/06/2008 | Claimant(s): Howard Yee Claimant Lawyers(s): Alan E. Wolin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Marcie Mintz Arbitrator(s): Barry Feiden, Camille S. Cooper, Randolph Guggenheimer Hearing Site: New York, NY
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