18-00926 | 05/07/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Mark Santia Respondent Lawyers(s): Brian J. Sommer Arbitrator(s): Gregory Hunter Mathews Hearing Site: Pittsburgh, PA
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10-00380 | 04/07/2011 | Claimant(s): Christopher Hutchinson Claimant Lawyers(s): Brian J. Sommer Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Paul H. McKenna, Kathleen K. Murphy, James J. Puhala Hearing Site: Pittsburgh, PA
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08-04169 | 02/08/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kevin Walker Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller Respondent Lawyers(s): Brian J. Sommer, Kevin Walker Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola Hearing Site: Pittsburgh, PA
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08-00670 | 06/03/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kevin B. Walker Respondent(s): Peter Thompson Respondent Lawyers(s): Brian J. Sommer Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci Hearing Site: Pittsburgh, PA
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07-02588 | 07/11/2008 | Claimant(s): Katie Guzzo Claimant Lawyers(s): Brian J. Sommer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Paul H. McKenna, Jared D. Simmer, Kenneth Alan Eisner Hearing Site: Pittsburgh, PA
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