20-01132 | 01/20/2021 | Claimant(s): Nicholas Tsikitas Claimant Lawyers(s): Irwin Weltz Respondent(s): J.D. Nicholas & Associates. Respondent Lawyers(s): Corporate Office Aegis Capital Corp Arbitrator(s): Richard Gee Hearing Site: New York, NY
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19-03029 | 10/28/2020 | Claimant(s): Nicholas Tsikitas Claimant Lawyers(s): Irwin Weltz Respondent(s): J.D. Nicholas & Associates., Trident Partners Ltd. Respondent Lawyers(s): James Dolan, Nicholas Scavone Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
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19-03022 | 07/24/2020 | Claimant(s): Daniel Dvorznak Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp., J.D. Nicholas & Associates. Respondent Lawyers(s): James Dolan, Timothy Treble Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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13-03098 | 06/06/2014 | Claimant(s): J.D. Nicholas & Associates. Claimant Lawyers(s): Ian J. Frimet Respondent(s): Michael Regina, Patrick Teutonico Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
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12-02842 | 12/02/2013 | Claimant(s): J.D. Nicholas & Associates. Claimant Lawyers(s): Ian J. Frimet Respondent(s): Joseph Rivera Respondent Lawyers(s): Joseph Peter Rivera Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
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12-01451 | 02/04/2013 | Claimant(s): J.D. Nicholas & Associates. Claimant Lawyers(s): Ian Frimet Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc. Respondent Lawyers(s): John A. Fortuna, Ron Amato Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto Hearing Site: New York, NY
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