| 23-03035 | 07/09/2024 | Claimant(s): Curt Caserta, Lee Duckworth, Peter Alofsin
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): Triad Advisors LLC, Kestra Investment Services
Respondent Lawyers(s): Jennifer R. Cox, Lydia R. Zaidman
Arbitrator(s): Maya Steinitz
Hearing Site: Providence, RI
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| 22-01926 | 05/08/2023 | Claimant(s): Robert Westropp
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 22-01630 | 01/20/2023 | Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky, Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 22-00105 | 09/07/2022 | Claimant(s): Kenneth Mayer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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| 21-02945 | 06/17/2022 | Claimant(s): Eric Rosenberg
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): GW & Wade Asset Management Company
Respondent Lawyers(s): Matthew G. Valentine
Arbitrator(s): Gerard S. Marsan, Howard N. Gorney, John R. Snyder
Hearing Site: Boston, MA
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| 19-01064 | 10/18/2021 | Claimant(s): Kenneth Kwalik
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Amy Jill Baranoff, Andrew Daniel Levine, Donald Francese
Hearing Site: New York, NY
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