| 19-01639 | 04/17/2020 | Claimant(s): Steven Margulin
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Michael West
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 19-02037 | 03/23/2020 | Claimant(s): James Bishopp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunAmerica Securities., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 19-00125 | 09/09/2019 | Claimant(s): Brian Luther
Claimant Lawyers(s): Megan S. Wright
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Thomas F. Mahoney, Charles G. Michaels, Bryan L. Johnson
Hearing Site: Omaha, NE
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| 18-01826 | 05/08/2019 | Claimant(s): Pablo Vaquera
Claimant Lawyers(s): Pablo Raul Vaquera
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Daniel A. Seiver, Jack R. Goetz, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
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| 18-01875 | 02/12/2019 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Kenneth L. Mann
Hearing Site: Phoenix, AZ
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| 18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol
Claimant Lawyers(s): Chad Weaver
Respondent(s): Sagepoint Financial., National Planning Corporation
Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-02378 | 01/23/2019 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, United Pacific Securities.
Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Dallas, TX
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| 17-02748 | 01/22/2019 | Claimant(s): Charles Werckenthien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Casey M. Stevenson
Arbitrator(s): Charles Orlove
Hearing Site: Indianapolis, IN
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| 18-01080 | 12/12/2018 | Claimant(s): Jeremy Paul
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., National Planning Corporation, Walnut Street Securities.
Respondent Lawyers(s): Christina Vourakis, David I. Hantman, Scott Forbush
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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