FINRA Awards for Kimberlee Ann Fowler

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01890	01/18/2022	Claimant(s): Kovack Securities Inc Claimant Lawyers(s): Amy Towle Respondent(s): Andrew Scheirer Respondent Lawyers(s): Benjamin Winogard Arbitrator(s): Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
20-00352	08/25/2021	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jeffery D. Rodgers Respondent(s): Jose De La Rosa Garcia Respondent Lawyers(s): Tony Haber Arbitrator(s): Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
17-03322	02/14/2020	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Andrew Lerner, Charles Shalmi, Logan Shalmi, Mark Garfinkel Respondent Lawyers(s): Cory S. Zadanosky, Mark Steven Garfinkel Arbitrator(s): Debra A. Byrne-Mathews, Alice J. Johnson, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
17-02960	02/26/2019	Claimant(s): National Securities Corporation Claimant Lawyers(s): Fred Knopf Respondent(s): Steven Bell Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL