Potomac Analytics' Logo

FINRA Awards for Kimberlee Ann Fowler

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0165910/15/2021Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
Checkmark Icon$0
13-0279606/11/2015Claimant(s): Kelina Normil
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard J. Kaplan, Robert J. Buchner, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0217101/26/2010Claimant(s): Diana Hojecki, James Hojecki, James V. Hojecki and Diana R. Hojecki
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Kenneth Popek, Calton & Associates.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Syma S. Kasdin, Nikola Bjelajac, Kimberlee Ann Fowler
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$607,780

3 Results

Display: