FINRA Awards for R. Phillip Reed

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-02102	06/04/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): Steven Farris Respondent Lawyers(s): Steven E. Farris Arbitrator(s): Anthony J. Soukenik, R. Phillip Reed, Jennifer McGillivary Hearing Site: St. Louis, MO
11-04739	11/01/2013	Claimant(s): J.J.B. Hilliard, W.L. Lyons Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Steve Mahler Respondent Lawyers(s): Frank "Kim" Breese Arbitrator(s): R. Phillip Reed, Gary P. Price, Matthew P. McCauley Hearing Site: St. Louis, MO
11-00591	12/13/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Whitney Kenter Respondent Lawyers(s): Darrell J. Graham Arbitrator(s): Albert J. Haller, R. Phillip Reed, David J. Bokal Hearing Site: St. Louis, MO
11-04425	09/25/2012	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ross D. Carmel Respondent(s): James Ward, Jr. Respondent Lawyers(s): James Oather Ward Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon Hearing Site: Little Rock, AR
10-02065	01/05/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey Manzella Respondent(s): Andrew Williams Respondent Lawyers(s): W. Ashton Randall Arbitrator(s): R. Phillip Reed, Jill M. Zacha, Jay M. Vogelson Hearing Site: Dallas, TX