FINRA Awards for Stuart D. Summers

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-03126	07/03/2023	Claimant(s): Marco Iglesias Claimant Lawyers(s): Leslie A. Blau Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes Hearing Site: Chicago, IL
19-03185	10/22/2021	Claimant(s): Bill Rizos Claimant Lawyers(s): Laurence Landsman Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): David E. Morrison Arbitrator(s): Michael S. Matek, Stuart D. Summers, Daniel Baruch Lidawer Hearing Site: Chicago, IL
19-02899	03/26/2020	Claimant(s): Louis Stough, Martin Guerra Claimant Lawyers(s): James A. McGovern Respondent(s): Reliance Worldwide Investments Respondent Lawyers(s): Barry F. MacEntee Arbitrator(s): Peter Ordower, Stuart D. Summers, Scott Hartnett Godish Hearing Site: Chicago, IL
17-01976	09/12/2018	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): James Heilgeist Respondent Lawyers(s): James Andrew Heilgeist Arbitrator(s): Stuart D. Summers, Susanne J. Hollander, Carol Rivers Hearing Site: Chicago, IL
12-01997	10/07/2013	Claimant(s): Matthew Plymell Claimant Lawyers(s): Mary E. Hodges Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gardiner B. Davis Arbitrator(s): Leah A. Murray, Stuart D. Summers, David Brian Cohen Hearing Site: St. Louis, MO