| 11-01558 | 06/15/2012 | Claimant(s): Paul Stanford
Claimant Lawyers(s): Steven Rosenberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Sandor I. Rabkin, James Dale Murphy, Lee McHarg Holland
Hearing Site: Boston, MA
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| 07-02734 | 04/30/2010 | Claimant(s): Jamila Arapovic
Claimant Lawyers(s): Jamila Arapovic
Respondent(s): Wells Fargo Investments, Wells Fargo, N.A.
Respondent Lawyers(s): Dena Narbaitz
Arbitrator(s): Michael G. Clark, James P. Murphy, Cathleen M. Cobb
Hearing Site: Los Angeles, CA
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| 08-03148 | 02/10/2010 | Claimant(s): Igor Zey
Claimant Lawyers(s): James Hubbard
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): James P. Murphy, Laurent C. Vonderweidt, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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| 08-01772 | 01/22/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Richard Gomez
Respondent Lawyers(s): Richard C. Gomez
Arbitrator(s): James P. Murphy, Robert Bruce MacDonald, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 06-05355 | 12/05/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ross E. Noble
Respondent(s): Frank Parlato
Respondent Lawyers(s): Frank C. Parlato
Arbitrator(s): James P. Murphy, George Frederick Garris, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 06-03416 | 08/17/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Alan Wise
Respondent Lawyers(s): Alan K. Wise
Arbitrator(s): Larry Haugaard, James P. Murphy, Ivan Claman
Hearing Site: Los Angeles, CA
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