| 11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities
Claimant Lawyers(s): Simon Miller
Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson
Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks
Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter
Hearing Site: Atlanta, GA
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| 10-03757 | 06/06/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): John Hopkins
Respondent Lawyers(s): John Hagler Hopkins
Arbitrator(s): Donald W. Cohen
Hearing Site: Louisville, KY
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| 10-00727 | 03/08/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): John Stearns
Respondent Lawyers(s): Donald M. Feferman
Arbitrator(s): David G. Beerbower, Jeff Kilgore, Maurice J. Fallas
Hearing Site: Houston, TX
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| 10-02393 | 12/15/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Michael Leichman
Respondent Lawyers(s): Michael Alan Leichman
Arbitrator(s): Allen D. Schwartz
Hearing Site: Boca Raton, FL
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| 10-00714 | 09/01/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Lee Thorpe
Respondent Lawyers(s): Lee J. Thorpe
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 09-02618 | 01/25/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Frederick Routon
Respondent Lawyers(s): Frederick H. Routon
Arbitrator(s): James M. Alexander
Hearing Site: Houston, TX
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| 08-01919 | 02/02/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Jimmie Thompson
Respondent Lawyers(s): Jimmie W. Thompson
Arbitrator(s): Hal F. Lewis
Hearing Site: Little Rock, AR
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| 08-04035 | 01/22/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Marc Miller, Morgan Keegan & Company.
Respondent Lawyers(s): George L. Guerra, Shea O'Brien Hicks
Arbitrator(s): Paul Sidney Elliott, JD, Pamela Jeanne Rush, Jonathan H. Stein
Hearing Site: Tampa, FL
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| 07-02144 | 09/23/2008 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Holt Harris
Respondent Lawyers(s): Holt E. Harris
Arbitrator(s): George F. Longino
Hearing Site: Dallas, TX
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| 07-00687 | 01/10/2008 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): William Vancleve
Respondent Lawyers(s): William Early Vancleve
Arbitrator(s): Mark I Preston, Simeon R. Trotter, Preston Deaton Rigsby
Hearing Site: Dallas, TX
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