| 08-04230 | 08/26/2009 | Claimant(s): Pearlene Love
Claimant Lawyers(s): Pearlene Perry Love
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Corin R. Swift
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
| | |
| 08-01621 | 04/24/2009 | Claimant(s): Richard Soucy
Claimant Lawyers(s): Richard K Soucy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie C. Webb
Arbitrator(s): Eugene Tenenbaum, Elizabeth K. Norsworthy, Philip S. Wellman
Hearing Site: Manchester, NH
| | |
| 08-01679 | 03/24/2009 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): John O. Lukanski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker
Hearing Site: New York, NY
| | |
| 08-01218 | 12/18/2008 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management
Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore
Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund
Hearing Site: New York, NY
| | |
| 06-04502 | 07/01/2008 | Claimant(s): Janet MacLean
Claimant Lawyers(s): Paul M. Glickman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): Mary C. Kelleher
Hearing Site: Boston, MA
| | |
| 07-02952 | 12/06/2007 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Brian I. Hays
Respondent(s): Thomas Vance
Respondent Lawyers(s): Thomas K. Vance
Arbitrator(s): Laurie J. Butler
Hearing Site: Los Angeles, CA
| | |
