Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02804 | 07/26/2023 | Claimant(s): Elliott Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 22-01976 | 06/05/2023 | Claimant(s): Meris Collier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA | ||
| 22-02412 | 05/18/2023 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Bruce W. Barnes Respondent(s): DeVere Dudley Respondent Lawyers(s): DeVere Scott Dudley Arbitrator(s): James F. Zotter Hearing Site: Seattle, WA | ||
| 22-00894 | 03/24/2023 | Claimant(s): Shane Vandalen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 21-03043 | 12/28/2022 | Claimant(s): John Baldeck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 21-02227 | 11/22/2022 | Claimant(s): Erin Reeve Claimant Lawyers(s): Isaac Ruiz Respondent(s): Kevin Skogen, Mainspring Wealth Advisors LLC Respondent Lawyers(s): Lisanne M. Butterfield Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, Timothy Cooke Vail Hearing Site: Seattle, WA | ||
| 21-02786 | 09/09/2022 | Claimant(s): Boris Desancic Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA | ||
| 21-03114 | 09/01/2022 | Claimant(s): Gary Meagher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 21-00748 | 07/19/2022 | Claimant(s): Darius Ghoddoussi Claimant Lawyers(s): William A. Kinsel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer Tomsen Arbitrator(s): Elwood C. Avery, Scott D. Rash, Joseph L. Carman Hearing Site: Seattle, WA | ||
| 21-02703 | 05/13/2022 | Claimant(s): Peter Joers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA |