Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02633 | 02/25/2019 | Claimant(s): Gregory Powell Claimant Lawyers(s): Joshua D. Jones Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): J. Maxwell Williams Hearing Site: Birmingham, AL | ||
| 13-02800 | 04/06/2015 | Claimant(s): Cage Carruthers Claimant Lawyers(s): Charles D. Reaves Respondent(s): Ari Litvin, Wachovia Securities Respondent Lawyers(s): Audrey Y. Dupont Arbitrator(s): Yvonia A. Foster, J. Maxwell Williams, William Graves Hardwick Hearing Site: Memphis, TN | ||
| 14-02458 | 04/02/2015 | Claimant(s): Commonwealth Financial Network Claimant Lawyers(s): Joe Tully Respondent(s): Respondent Lawyers(s): Arbitrator(s): J. Maxwell Williams Hearing Site: Memphis, TN | ||
| 12-03351 | 10/28/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Ciana Williams Respondent(s): Janice Johnston Respondent Lawyers(s): W. Asa Hutchinson Arbitrator(s): J. Maxwell Williams Hearing Site: Little Rock, AR | ||
| 13-01484 | 05/30/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Blake L. Daniels Respondent(s): Michael Winemiller Respondent Lawyers(s): Michael Eugene Winemiller Arbitrator(s): J. Maxwell Williams Hearing Site: Memphis, TN | ||
| 10-03627 | 05/18/2012 | Claimant(s): John Turbeville Claimant Lawyers(s): John D. Coulter Respondent(s): Erin Eason Respondent Lawyers(s): Grant E. Fortson Arbitrator(s): John A. Davis, J. Maxwell Williams, Christopher J. Janson Hearing Site: Little Rock, AR | ||
| 10-05101 | 12/22/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Edward Lawrence Respondent Lawyers(s): Edward Lawrence Arbitrator(s): J. Maxwell Williams Hearing Site: Houston, TX | ||
| 10-05099 | 11/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Si Lee Respondent Lawyers(s): Si Ball Lee Arbitrator(s): J. Maxwell Williams Hearing Site: Houston, TX | ||
| 10-05147 | 06/20/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Keith Anderson Respondent Lawyers(s): Keith G. Anderson Arbitrator(s): J. Maxwell Williams Hearing Site: Atlanta, GA | ||
| 09-06429 | 03/22/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Hopkins Respondent Lawyers(s): John H. Ridley Arbitrator(s): J. Maxwell Williams Hearing Site: Atlanta, GA |