| 14-01939 | 09/21/2015 | Claimant(s): Donald Courville
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Capital One Investment Services LLC
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Maxwell Williams
Hearing Site: New Orleans, LA
|  | Expungement |
| 14-03008 | 07/17/2015 | Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): T. John Kirk
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman
Hearing Site: Little Rock, AR
| | $0 |
| 10-02267 | 12/19/2011 | Claimant(s): Jennifer Cross
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
| | Expungement |
| 09-00258 | 10/21/2010 | Claimant(s): Moeller Family Charitable Rem Uni Trust
Claimant Lawyers(s): Kenneth R. Shemin
Respondent(s): Arvest Investments.
Respondent Lawyers(s): Zach Chaffe-McClure
Arbitrator(s): James Stephen Jones, J. Maxwell Williams, Angelia J. Tolbert
Hearing Site: Little Rock, AR
| | $0 |
| 08-00574 | 05/14/2009 | Claimant(s): Gerald Humphries
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Edward B. Scott, J. Maxwell Williams, Robert E. Graves
Hearing Site: Jackson, MS
| | $285,222 |
| 08-01188 | 04/23/2009 | Claimant(s): Ferrell Bush, Shari Ackerman, James E. and Mary Anne Majerik
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Earle Park Kelley, J. Maxwell Williams, Richard David Schultz
Hearing Site: Birmingham, AL
| | $81,469 |
| 07-03570 | 04/09/2009 | Claimant(s): Jerome Woods, Jr. and Dana Woods
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams
Hearing Site: Memphis, TN
| | $950,600 |
| 08-00784 | 02/19/2009 | Claimant(s): Clyde Davenport
Claimant Lawyers(s): Clyde Davenport
Respondent(s): Monica Woods
Respondent Lawyers(s): Andrew E. Bender
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
| | $0 |
| 08-00751 | 11/13/2008 | Claimant(s): Jacqueline F. and Adam P. Paulausky
Claimant Lawyers(s): Jacquline F. Paulausky
Respondent(s): Wachovia Securities, Todd Griffith
Respondent Lawyers(s): William Port
Arbitrator(s): J. Maxwell Williams
Hearing Site: Clearwater, FL
| | $163 |
