Potomac Analytics' Logo

FINRA Awards for L.L.C.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0345206/09/2020Claimant(s): David Manning
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Institutional Securities, L.L.C.
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
19-0138103/03/2020Claimant(s): Jordan Waring
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gruntal & Co., L.L.C.
Respondent Lawyers(s): Gruntal & Co., L.L.C. Registered Agent
Arbitrator(s): Elena G. Rodriguez
Hearing Site: New York, NY
18-0333206/17/2019Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
17-0267906/10/2019Claimant(s): Michael Digaetano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
18-0229805/31/2019Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
18-0049401/17/2019Claimant(s): Robert Gill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Christaina Vourakis
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
16-0145912/11/2018Claimant(s): Todd Weitzman
Claimant Lawyers(s): Todd A. Weitzman
Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners
Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray
Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder
Hearing Site: Denver, CO
18-0106510/11/2018Claimant(s): Rushdi Zalatimo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
17-0206105/16/2018Claimant(s): Paul Wong
Claimant Lawyers(s): David A. Genelly
Respondent(s): La Salle St. Securities, L.L.C.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
16-0305205/31/2017Claimant(s): Thomas Ahern
Claimant Lawyers(s): Dennis G Peatrowsky
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA

42 Results

Display: