| 18-02747 | 07/26/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Bruce Garelick
Respondent Lawyers(s): Bruce F. Garelick
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
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| 19-00100 | 07/25/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Connie Rodriguez
Respondent Lawyers(s): Connie Lerma Rodriguez
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
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| 18-03297 | 07/23/2019 | Claimant(s): Nathaniel Barnhart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Elliott Finkel
Hearing Site: Phoenix, AZ
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| 18-02676 | 06/13/2019 | Claimant(s): Nathaniel Barnhart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Larry Edmonson
Hearing Site: Phoenix, AZ
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| 16-03679 | 12/12/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jeffrey Wegner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Elwood Henry Weilage
Hearing Site: Orlando, FL
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| 17-01956 | 09/28/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Richard Humphreys
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Leslie R. Berro, Patricia Ann Tracey, Susan L. Luck
Hearing Site: Charlotte, NC
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| 17-02579 | 09/05/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Bingham
Respondent Lawyers(s): Jeremy Sloan
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
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| 17-02931 | 05/21/2018 | Claimant(s): Shawn Rogers
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 16-03422 | 03/08/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): David C. Roth
Respondent(s): Joseph Sweeney
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Daniel M. Yamshon, Dean J. Dietrich, Carol Ann Jensen
Hearing Site: San Francisco, CA
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| 16-01039 | 02/16/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Donald Newton
Respondent Lawyers(s): Nicholas J. Wehlen
Arbitrator(s): William Gilbert Faulk, William John Sommers, Kevin Spencer Grant
Hearing Site: New Orleans, LA
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