| 16-02946 | 08/29/2022 | Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
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| 19-02696 | 01/27/2020 | Claimant(s): Robert Weldon
Claimant Lawyers(s): Robert Michael Weldon
Respondent(s): Nuveen Securities
Respondent Lawyers(s): Jennifer Englander
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
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| 17-02477 | 08/31/2018 | Claimant(s): Christopher Wynne, David Austin, Lisa Schiffer, Niraj Bhandari
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Securities America.
Respondent Lawyers(s): Bruce M. Bettigole
Arbitrator(s): James R. McGuone, Gary P. Alexander, Jay A Kaplan
Hearing Site: Atlanta, GA
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| 18-00734 | 06/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Todd Ratner
Respondent(s): Whitney Stewart
Respondent Lawyers(s): Whitney W Stewart
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
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| 15-03377 | 07/17/2017 | Claimant(s): Amelia Self
Claimant Lawyers(s): Duke R. Groover
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christina Meddin
Arbitrator(s): James R. McGuone, Judith Stilz Ogden, James Albert Nofi
Hearing Site: Atlanta, GA
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| 15-02553 | 03/29/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Joseph Yi
Respondent Lawyers(s): Joseph Yong Yi
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
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| 14-01786 | 08/31/2015 | Claimant(s): Uzoma Ogene
Claimant Lawyers(s): Uzoma Ogene
Respondent(s): TD Ameritrade., Jeffrey Plummer
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): James R. McGuone, Bernard Leroy Lynch, James David Askren
Hearing Site: Atlanta, GA
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| 12-03700 | 12/22/2014 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James R. McGuone, Royce Alan Burns, Charles E. White
Hearing Site: Atlanta, GA
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