Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00646 | 02/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): Julian F. Santos Hearing Site: New York, NY | ||
| 18-00674 | 01/25/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 18-00657 | 12/10/2018 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ||
| 17-01094 | 12/05/2017 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Coporate Officer Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 14-00147 | 03/04/2015 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Timothy Feil Respondent(s): Frank Sliwinski Respondent Lawyers(s): Frank Sliwinski Arbitrator(s): C. Gregory Ellison, Brenda J. Stovall, Tina E. Patterson Hearing Site: Baltimore, MD | Expungement | |
| 14-00879 | 02/18/2015 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Timothy Feil Respondent(s): Charles Grimes Respondent Lawyers(s): David E. Grimes Arbitrator(s): Susan K. Hollenbach, Randall S. Strause, Gregory P. Szuter Hearing Site: Cincinnati, OH | Expungement | |
| 13-03606 | 11/04/2014 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A. Claimant Lawyers(s): David M. Belcher Respondent(s): Thomas Kelly Respondent Lawyers(s): Andrew Laird Arbitrator(s): Rafael A. Porrata-Doria, Fred M. Fleisher, David F. Griesing Hearing Site: Philadelphia, PA |