11-03113 | 12/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee, Samuel P. Mauch Respondent(s): Laurie Facsina Respondent Lawyers(s): Laurie Fascina Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA Hearing Site: Cleveland, OH
| | |
11-01303 | 10/17/2011 | Claimant(s): John Williams Claimant Lawyers(s): Brian A. Carlis Respondent(s): Deborah Tucker, Kenneth Tucker Respondent Lawyers(s): Stephen Meyer Arbitrator(s): Thomas R. Skulina, Alex H. Keller, Harvey Michael Rosenberg Hearing Site: Charleston, WV
| | Expungement |
10-01310 | 08/11/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): Joseph Stanzi Respondent Lawyers(s): Anthony J. Hartman Arbitrator(s): Robert J. Scafuri, Thomas R. Skulina, Marianne L. Simpson Hearing Site: Cleveland, OH
| | |
10-05552 | 08/04/2011 | Claimant(s): Daniel Doyle Claimant Lawyers(s): Roger W. Van Deusen Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Vincent T. Norwillo Arbitrator(s): Thomas R. Skulina, Joseph Edelstein, Stephen M. Bales Hearing Site: Cleveland, OH
| | |