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FINRA Awards for Michael D. McDowell

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0067808/24/2020Claimant(s): Lynda Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Michael D. McDowell
Hearing Site: Buffalo, NY
17-0257704/02/2018Claimant(s): Girish Thakar
Claimant Lawyers(s): Armin Sarabi
Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deidre Wolff, Sarah Yates
Arbitrator(s): Michael D. McDowell
Hearing Site: Pittsburgh, PA
16-0308106/05/2017Claimant(s): Robert Lieb
Claimant Lawyers(s): Robert Alan Lieb
Respondent(s): William Miller
Respondent Lawyers(s): William Miller
Arbitrator(s): Michael D. McDowell, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
Expungement
09-0720608/31/2011Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA

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