| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas R. Watkins
Hearing Site: Los Angeles, CA
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| 18-03385 | 09/02/2020 | Claimant(s): Jill Hotvet
Claimant Lawyers(s): Michael Anthony Strauss
Respondent(s): First Wilshire Securities.
Respondent Lawyers(s): Michael Lieb
Arbitrator(s): George H. Casey, Joseph Howard Cooper, Thomas R. Watkins
Hearing Site: Los Angeles, CA
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| 19-00895 | 05/05/2020 | Claimant(s): Ramses Visher
Claimant Lawyers(s): Ramses David Visher
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael P. Bryant
Arbitrator(s): Elliott Finkel, Thomas R. Watkins, Elizabeth June Fehmel
Hearing Site: Los Angeles, CA
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| 16-01550 | 06/19/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Adam A. Brown
Respondent(s): Edison Noboa
Respondent Lawyers(s): Jonathan Schwartz
Arbitrator(s): Victoria E. Johnson, Thomas R. Watkins, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 12-02469 | 09/25/2013 | Claimant(s): Michael Farah
Claimant Lawyers(s): David S. Harrison
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Philip W. Burge, Robert F. Saint-Aubin, Thomas R. Watkins
Hearing Site: Los Angeles, CA
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| 10-02527 | 06/11/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Goldberg
Respondent(s): George Sinanis
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): Gerald C. Tambe, Mary Margaret Bush, Thomas R. Watkins
Hearing Site: Los Angeles, CA
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| 06-04649 | 04/06/2009 | Claimant(s): Diane Brewer
Claimant Lawyers(s): Jules Leo Federman
Respondent(s): Keith Waibel, Timothy Tremblay
Respondent Lawyers(s): Jerry J. Howard, Robyn C. Crowther
Arbitrator(s): Karen A. Lockwood, Joseph C. Watson, Thomas R. Watkins
Hearing Site: Los Angeles, CA
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