| 19-00986 | 09/30/2019 | Claimant(s): William Zenk
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
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| 18-02337 | 02/11/2019 | Claimant(s): James Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard D. Fincher
Hearing Site: Salt Lake City, UT
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| 15-01890 | 03/29/2016 | Claimant(s): Andrew Bingham
Claimant Lawyers(s): Andrew R. Bingham
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer Persico
Arbitrator(s): Martin M. Berliner, John G. Manley, Richard D. Fincher
Hearing Site: Salt Lake City, UT
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| 13-00319 | 03/13/2014 | Claimant(s): Douglas Singer
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Richard D. Fincher, Loren Scott Buell, Ronald Arthur Kloth
Hearing Site: Phoenix, AZ
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| 13-01230 | 11/29/2013 | Claimant(s): NEXT Financial Group.
Claimant Lawyers(s): Gary Klein
Respondent(s): Christopher Ordway
Respondent Lawyers(s): Christopher Edward Ordway
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
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| 08-02116 | 04/23/2009 | Claimant(s): Edward Schiavi
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Patrick J. Halter, Kenneth R. Johnston, Richard D. Fincher
Hearing Site: Albuquerque, NM
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