| 14-00415 | 06/09/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Willard Kelly
Respondent Lawyers(s): J Thomas Jones
Arbitrator(s): James P. McCrocklin, Jeffrey M. Bain, John Andrew Johnson
Hearing Site: Nashville, TN
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| 12-03726 | 10/10/2013 | Claimant(s): Jon Arnold
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, John B. Glueckert
Hearing Site: Columbus, OH
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| 08-02072 | 04/25/2013 | Claimant(s): Warner Group.
Claimant Lawyers(s): Barry K. Lake
Respondent(s): Citigroup Global Markets., John Spies
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jeffrey M. Bain, Donald F. Shiffermiller, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
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| 11-03768 | 07/31/2012 | Claimant(s): Jeffrey Jennings
Claimant Lawyers(s): Jeff Jennings
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Bill Swinford, James Clifton Stone, Jeffrey M. Bain
Hearing Site: Louisville, KY
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| 08-04833 | 04/10/2012 | Claimant(s): Jeffrey Concepcion
Claimant Lawyers(s): Daniel M. Connell
Respondent(s): Lincoln Financial Advisors
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
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| 10-04207 | 09/16/2011 | Claimant(s): Harry Canavesi
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey M. Bain, Douglas M. Branson, Wrally John Dutkiewicz
Hearing Site: Pittsburgh, PA
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| 09-03430 | 04/15/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Patrick Murray
Respondent Lawyers(s): W. Patrick Murray
Arbitrator(s): Jeffrey M. Bain, Truman M. Hogan, Frank C. Fogl
Hearing Site: Cleveland, OH
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| 10-04216 | 04/11/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Harrill
Respondent Lawyers(s): Michael Ray Harrill
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Omaha, NE
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