Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04096 | 10/22/2012 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Brent Hardy Respondent Lawyers(s): Brent Odell Hardy Arbitrator(s): Stephen P. Hoffman, Richard Peabody Preston, Dana R. Krajack Hearing Site: Columbia, SC | ||
| 11-01739 | 08/28/2012 | Claimant(s): Robert DePalo Claimant Lawyers(s): Andrew J. Goodman Respondent(s): Joseph Scire, Joyce Scire Respondent Lawyers(s): John E. Lawlor Arbitrator(s): C. Marcus Harris Hearing Site: Columbia, SC | Expungement | |
| 10-04155 | 07/18/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fisher Respondent(s): Alan Hollingsworth Respondent Lawyers(s): Paul E. Tinkler Arbitrator(s): Donald B. Vaden Hearing Site: Columbia, SC | ||
| 10-05504 | 10/13/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Stuart Kimball Respondent Lawyers(s): Stuart K. Kimball Arbitrator(s): Richard E. Miley Hearing Site: Columbia, SC | ||
| 11-00902 | 10/11/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Richard Klukkert Respondent Lawyers(s): Richard Klukkert Arbitrator(s): Charles Sydnor Thompson Hearing Site: Columbia, SC | ||
| 10-01900 | 06/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): Robert Isom Respondent Lawyers(s): John S. Pringle, Jr. Arbitrator(s): William H. Malloy Hearing Site: Columbia, SC | ||
| 10-05050 | 03/07/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Robert Isom Respondent Lawyers(s): Robert C. Isom Arbitrator(s): Peter B. Vaden Hearing Site: Columbia, SC | ||
| 10-04611 | 02/17/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Kenneth Lannigan Respondent Lawyers(s): Kenneth Lee Lannigan Arbitrator(s): Robert H. Putnam Hearing Site: Columbia, SC | ||
| 10-03429 | 02/11/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nicole E. Stadelmaier Respondent(s): Stephen Giella Respondent Lawyers(s): Stephen Giella Arbitrator(s): Deborah A. Jackson Hearing Site: Columbia, SC | ||
| 10-03734 | 01/28/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin A. Goldberg Respondent(s): Michael Bell Respondent Lawyers(s): Michael S. Bell Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC |