| 23-02605 | 06/03/2024 | Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
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| 23-01610 | 01/04/2024 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Andrew Smith
Respondent Lawyers(s): Andrew Smith
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
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| 20-01691 | 11/27/2020 | Claimant(s): Voya Financial Advisors.
Claimant Lawyers(s): Brian J Palmeri
Respondent(s): John Arnold
Respondent Lawyers(s): John Richard Arnold
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
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| 18-02348 | 10/11/2019 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Stephen Seglund
Respondent Lawyers(s): Stephen Paul Seglund
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
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| 12-01006 | 04/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Omar Marquez
Respondent Lawyers(s): Steven M. Wilker
Arbitrator(s): O. Meredith Wilson, Joyce L. Tyler, Bert P. Krages
Hearing Site: Portland, OR
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| 14-01587 | 11/11/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Corey Levine
Respondent Lawyers(s): Corey Scott Levine
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
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| 13-00952 | 02/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Candy Taylor
Respondent Lawyers(s): Candy Taylor-Beck
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
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| 09-06564 | 07/28/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Bryan Oliver
Respondent Lawyers(s): Bryan Oliver
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
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| 09-03424 | 11/09/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Adrian Matosich, G. Williamson, Morgan Stanley & Co., Martin Coleman, Patrick Lewis, William Claridge
Respondent Lawyers(s): James R. Miller, S. Francis Baldwin
Arbitrator(s): Julian D. Jensen, John F. Harris, Bert P. Krages
Hearing Site: Helena, MT
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