| 20-02633 | 07/02/2021 | Claimant(s): Brian Vosberg
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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| 16-01710 | 03/15/2019 | Claimant(s): Seth Radow
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Susan B. Gans-Smith, Marc S. Joseph, Michael R. Diliberto
Hearing Site: Los Angeles, CA
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| 15-01474 | 11/21/2016 | Claimant(s): Walid Shinnawi
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): DFA Securities LLC, Dimensional Fund Advisors.
Respondent Lawyers(s): Laura Shelby
Arbitrator(s): Barbara M. Zak, James A. Sigler, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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| 14-01044 | 08/04/2016 | Claimant(s): Kenneth Blumenfeld
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Jeffrey E. Skogsbergh, Susan B. Gans-Smith, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
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| 11-00694 | 04/22/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Henrique Berger
Respondent Lawyers(s): Henrique Berger
Arbitrator(s): Jane Bradley, Susan B. Gans-Smith, Zachary Scott Rigdon
Hearing Site: San Francisco, CA
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| 09-05697 | 10/26/2011 | Claimant(s): Algrie Bridges
Claimant Lawyers(s): Algrie M. Bridges
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Robert E. Thompson, Laura Effel, Susan B. Gans-Smith
Hearing Site: San Francisco, CA
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| 10-01876 | 08/08/2011 | Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Bryon Botsford
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: San Francisco, CA
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| 09-06009 | 04/08/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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| 08-03148 | 02/10/2010 | Claimant(s): Igor Zey
Claimant Lawyers(s): James Hubbard
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): James P. Murphy, Laurent C. Vonderweidt, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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| 07-01196 | 03/20/2009 | Claimant(s): Gary Neiens
Claimant Lawyers(s): Maureen J. Duris
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Susan B. Gans-Smith, Ronald E. Malmfeldt, Kendall C. Reed
Hearing Site: Los Angeles, CA
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