20-01015 | 12/17/2020 | Claimant(s): Richard Braverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
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20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE
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20-00972 | 10/21/2020 | Claimant(s): Lawrence Finch Claimant Lawyers(s): Frances Menzer Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO
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20-00688 | 10/19/2020 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO
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19-02762 | 05/08/2020 | Claimant(s): Michael Osland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Jay Lawrence Witkin Hearing Site: Phoenix, AZ
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19-02796 | 03/24/2020 | Claimant(s): Marc Silverman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
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18-01550 | 12/13/2019 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
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19-00739 | 10/24/2019 | Claimant(s): Brian Lockett, Morgan Arford Claimant Lawyers(s): John A. Bender Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA
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18-00343 | 11/26/2018 | Claimant(s): Karl Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
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17-01245 | 12/14/2017 | Claimant(s): Marc Silverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Geneos Wealth Management. Respondent Lawyers(s): Christina Heller, Michelle M. Atlas Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
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