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FINRA Awards for Bonwick Capital Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0278007/16/2021Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Lisa-Sheri Torrence
Respondent(s): Devin Wicker, Bonwick Capital Partners
Respondent Lawyers(s): Marc Jonas Block
Arbitrator(s): Aubrey Lees, Susan Manca, Rebecca Ann Berlow
Hearing Site: New York, NY
18-0031402/25/2020Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
14-0204211/20/2015Claimant(s): Bret Ackerman
Claimant Lawyers(s): Paul H. Aloe
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Bonwick Capital Partners, Odeon Capital Group LLC
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Abigail J. Pessen, Carol Maria Luttati, Brian Lawrence Berlandi
Hearing Site: New York, NY

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